# Capital Southwest Corp (CSWC)

> Cited company facts from SEC filings, by Steadybase. Web page: https://steadybase.io/company/capital-southwest-corp/ JSON: https://steadybase.io/company/capital-southwest-corp.json Checked Nov 10, 2026. Latest filing read: Nov 2, 2026.

## Company

- Legal name: CAPITAL SOUTHWEST CORP
- Ticker: CSWC (Nasdaq)
- SEC CIK: 0000017313
- Headquarters: Dallas, TX
- Fiscal year ends: March 31
- SEC filer category: Large accelerated filer
- Website: capitalsouthwest.com
- LinkedIn: https://www.linkedin.com/company/capital-southwest-corporation
- Next earnings date: Jan 14, 2027 (estimated from past 8-K timing)

## Key facts

- Revenue: $232.1M for the fiscal year ended Mar 31, 2026 (10-K filed May 19, 2026). Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/0000017313-26-000035-index.html
- Net income: $113.0M for the fiscal year ended Mar 31, 2026 (10-K filed May 19, 2026). Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/0000017313-26-000035-index.html
- SG&A: $7.0M for the fiscal year ended Mar 31, 2026 (10-K filed May 19, 2026). Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/0000017313-26-000035-index.html
- Employees: 36 as of Mar 31, 2026, as reported in an SEC filing. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm
- Shares outstanding: 66,495,019 as of Oct 29, 2026 (10-Q filed Nov 2, 2026). Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000168/0000017313-26-000168-index.html
- Auditor: Rsm Us LLP, Chicago, Illinois, named in the latest 10-K. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm

## Business

Capital Southwest Corporation (“we,” “our,” “us,” “CSWC,” or the “Company”), a Texas corporation, is an internally managed closed-end, non-diversified investment company that has elected to be regulated as a business development company, or BDC, under the Investment Company Act of 1940, as amended, or the 1940 Act. Because CSWC is internally managed, all of the executive officers and other employees are employed by CSWC.

Source: Item 1. Business, https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm

## Annual results

| Fiscal year ended | Revenue | Net income | SG&A |
|---|---|---|---|
| Mar 31, 2026 | $232.1M | $113.0M | $7.0M |
| Mar 31, 2025 | $204.4M | $70.5M | $6.2M |
| Mar 31, 2024 | $178.1M | $83.4M | $5.2M |
| Mar 31, 2023 | $119.3M | $33.1M | $4.6M |
| Mar 31, 2022 | $82.2M | $42.8M | $4.1M |

Each figure comes from the annual report for that year. Filing links for every figure: https://steadybase.io/company/capital-southwest-corp.json

## Officers and directors

- Michael Scott Sarner, President and CEO. LinkedIn: https://linkedin.com/in/michael-sarner. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000064/0000017313-26-000064-index.htm
- Chris Rehberger, Chief Financial Officer. LinkedIn: https://linkedin.com/in/chris-rehberger-7b7b138b. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000063/0000017313-26-000063-index.htm
- Tabitha Geiger, Chief Compliance Officer. Source: 10-K filed May 19, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm
- Joshua S. Weinstein, Senior Managing Director & CIO. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000067/0000017313-26-000067-index.htm
- Ramona Rogers-Windsor, a member of the Board of Directors. Source: 10-K filed May 19, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm
- Chris T. Rehberger, Named in proxy. Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- Christine S. Battist, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- David R. Brooks, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- Jack D. Furst, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- Michael S. Sarner, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- Ramona L. Rogers-Windsor, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm
- William R. Thomas, Board member (per proxy). Source: DEF 14A filed May 27, 2026, https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm

## Recent 8-K events

- Nov 2, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000166/cswc-20261102.htm
- Oct 15, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000161/cswc-20261015.htm
- Sep 15, 2026: Item 1.01, Entry into a material definitive agreement; Item 2.03, Creation of a direct financial obligation; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000157/cswc-20260910.htm
- Sep 2, 2026: Item 1.01, Entry into a material definitive agreement; Item 2.03, Creation of a direct financial obligation; Item 8.01, Other events; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000136/cswc-20260902.htm
- Sep 1, 2026: Item 5.03, Amendments to articles or bylaws; change in fiscal year; Item 5.07, Submission of matters to a vote of security holders; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000133/cswc-20260901.htm
- Aug 27, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000131/cswc-20260827.htm
- Aug 7, 2026: Item 1.01, Entry into a material definitive agreement; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000106/cswc-20260807.htm
- Aug 3, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000093/cswc-20260803.htm
- Jul 22, 2026: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000084/cswc-20260722.htm
- Jul 16, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000082/cswc-20260716.htm

## Insider trades (Form 4)

- Oct 1, 2026: William R. Thomas III (Director) bought 2,170 shares, about $50,005. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000159/0000017313-26-000159-index.htm
- Jun 30, 2026: Ramona Lynn Rogers-Windsor (Director) bought 210.96 shares, about $5,000. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000073/0000017313-26-000073-index.htm
- Jun 17, 2026: Christine Battist (Director) bought 860 shares, about $19,978. Source: https://www.sec.gov/Archives/edgar/data/17313/000156328426000002/0001563284-26-000002-index.htm
- Jun 5, 2026: William R. Thomas III (Director) bought 5,000 shares, about $117,000. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000059/0000017313-26-000059-index.htm
- Jun 5, 2026: William R. Thomas III (Director) sold 4,661 shares, about $108,555. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000059/0000017313-26-000059-index.htm
- Jun 1, 2026: Ramona Lynn Rogers-Windsor (Director) bought 213 shares, about $4,988. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000047/0000017313-26-000047-index.htm
- Feb 27, 2026: Michael Scott Sarner (President and CEO) bought 2,694.64 shares, about $59,013. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000021/0000017313-26-000021-index.htm
- Feb 9, 2026: Christine Battist (Director) bought 600 shares, about $13,896. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731326000014/0000017313-26-000014-index.htm
- Oct 1, 2025: Ramona Lynn Rogers-Windsor (Director) bought 463 shares, about $9,978. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731325000135/0000017313-25-000135-index.htm
- Aug 20, 2025: Christine Battist (Director) bought 667 shares, about $14,974. Source: https://www.sec.gov/Archives/edgar/data/17313/000001731325000099/0000017313-25-000099-index.htm

## Latest filings

- 8-K filed Nov 2, 2026: https://www.sec.gov/Archives/edgar/data/17313/000001731326000166/cswc-20261102.htm
- 10-K filed May 19, 2026: https://www.sec.gov/Archives/edgar/data/17313/000001731326000035/cswc-20260331.htm
- 10-Q filed Nov 2, 2026: https://www.sec.gov/Archives/edgar/data/17313/000001731326000168/cswc-20260930.htm
- DEF 14A filed May 27, 2026: https://www.sec.gov/Archives/edgar/data/17313/000001731326000042/cswc-20260527.htm

## About this data

SEC EDGAR filings, read by Steadybase. Every value links to the filing it came from.
Steadybase covers US-headquartered public companies that file with the SEC. API and MCP access: https://steadybase.io/docs/