# Gladstone Investment Corporation\de (GAIN)

> Cited company facts from SEC filings, by Steadybase. Web page: https://steadybase.io/company/gladstone-investment-corporation-de/ JSON: https://steadybase.io/company/gladstone-investment-corporation-de.json Checked Nov 10, 2026. Latest filing read: Aug 6, 2026.

## Company

- Legal name: GLADSTONE INVESTMENT CORPORATION\DE
- Ticker: GAIN, GAING, GAINI, GAINZ (Nasdaq, Nasdaq, Nasdaq, Nasdaq)
- SEC CIK: 0001321741
- Headquarters: Mclean, VA
- Fiscal year ends: March 31
- SEC filer category: Non-accelerated filer
- Website: gladstoneinvestment.com
- LinkedIn: https://www.linkedin.com/company/gladstone-investment-corporation
- Next earnings date: Nov 10, 2026

## Key facts

- Revenue: $99.1M for the fiscal year ended Mar 31, 2026 (10-K filed May 12, 2026). Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/0001321741-26-000011-index.html
- Net income: $184.8M for the fiscal year ended Mar 31, 2026 (10-K filed May 12, 2026). Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/0001321741-26-000011-index.html
- Shares outstanding: 39,821,967 as of Nov 6, 2026 (10-Q filed Nov 9, 2026). Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000022/0001321741-26-000022-index.html
- Auditor: Pricewaterhousecoopers LLP, Washington, District of Columbia, named in the latest 10-K. Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm

## Business

We were incorporated under the General Corporation Law of the State of Delaware on February 18, 2005. On June 22, 2005, we completed our initial public offering and commenced operations. We operate as an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the Investment Company Act of 1940, as amended (the “1940 Act”).S. federal income tax purposes, we have elected to be treated as a RIC under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”).S.

Source: Item 1. Business, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm

## Annual results

| Fiscal year ended | Revenue | Net income |
|---|---|---|
| Mar 31, 2026 | $99.1M | $184.8M |
| Mar 31, 2025 | $93.7M | $65.3M |
| Mar 31, 2024 | $87.3M | $85.3M |
| Mar 31, 2023 | $81.5M | $35.5M |
| Mar 31, 2022 | $72.6M | $102.3M |

Each figure comes from the annual report for that year. Filing links for every figure: https://steadybase.io/company/gladstone-investment-corporation-de.json

## Officers and directors

- David Dullum, Chief Executive Officer. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Taylor Ritchie, Chief Financial Officer. LinkedIn: https://www.linkedin.com/in/taylor-ritchie-15b01444. Source: Form 4 filed Aug 19, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000204506426000004/0002045064-26-000004-index.htm
- Erich Hellmold, co-general counsel and co-secretary. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- John Sateri, chief investment officer. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Michael LiCalsi, chief administrative officer, co-general counsel and co-secretary. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Christopher James Lee, Executive Vice President. Source: Form 3 filed Apr 7, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000212795626000002/0002127956-26-000002-index.htm
- Erika P. Highland, Executive Vice President. Source: Form 3 filed Apr 7, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000212795926000002/0002127959-26-000002-index.htm
- David Gladstone, Chairman of the Board of Directors. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- George “Chip” Stelljes, III, Director. Source: 8-K filed Jun 2, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000119312526252618/d40927d8k.htm
- Anthony W. Parker, Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- John H. Outland, Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Katharine C. Gorka, Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Michela A. English, Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Paula Novara, Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- Walter H. Wilkinson, Jr., Director. Source: 10-K filed May 12, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- George “Chip” Stelljes, Board member (per proxy). Source: DEF 14A filed Jun 18, 2026, https://www.sec.gov/Archives/edgar/data/1321741/000119312526275045/d117823ddef14a.htm

## Recent 8-K events

- Oct 26, 2026: Item 5.02, Departure or appointment of directors or officers; compensation. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526431974/d187845d8k.htm
- Oct 1, 2026: Item 5.02, Departure or appointment of directors or officers; compensation. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526410647/d82864d8k.htm
- Sep 4, 2026: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526383646/d162150d8k.htm
- Aug 6, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000018/gain-20260806.htm
- Aug 6, 2026: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526338057/d175991d8k.htm
- Jul 8, 2026: Item 8.01, Other events; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526297752/d168205d8k.htm
- Jun 11, 2026: Item 1.01, Entry into a material definitive agreement; Item 2.03, Creation of a direct financial obligation; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526267511/d131086d8k.htm
- Jun 2, 2026: Item 5.02, Departure or appointment of directors or officers; compensation; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526252618/d40927d8k.htm
- May 12, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000012/gain-20260512.htm
- Mar 23, 2026: Item 5.02, Departure or appointment of directors or officers; compensation; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1321741/000119312526118683/d75583d8k.htm

## Insider trades (Form 4)

- Aug 18, 2026: Taylor Ritchie (Chief Financial Officer) bought 1,500 shares, about $24,300. Source: https://www.sec.gov/Archives/edgar/data/1321741/000204506426000004/0002045064-26-000004-index.htm
- May 19, 2026: Taylor Ritchie (Chief Financial Officer) bought 915 shares, about $14,948. Source: https://www.sec.gov/Archives/edgar/data/1321741/000204506426000002/0002045064-26-000002-index.htm

## Latest filings

- 8-K filed Oct 26, 2026: https://www.sec.gov/Archives/edgar/data/1321741/000119312526431974/d187845d8k.htm
- 10-K filed May 12, 2026: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000011/gain-20260331.htm
- 10-Q filed Aug 6, 2026: https://www.sec.gov/Archives/edgar/data/1321741/000132174126000017/gain-20260630.htm
- DEF 14A filed Jun 18, 2026: https://www.sec.gov/Archives/edgar/data/1321741/000119312526275045/d117823ddef14a.htm

## About this data

SEC EDGAR filings, read by Steadybase. Every value links to the filing it came from.
Steadybase covers US-headquartered public companies that file with the SEC. API and MCP access: https://steadybase.io/docs/