# Horizon Technology Finance Corp (HRZN)

> Cited company facts from SEC filings, by Steadybase. Web page: https://steadybase.io/company/horizon-technology-finance-corp/ JSON: https://steadybase.io/company/horizon-technology-finance-corp.json Checked Nov 10, 2026. Latest filing read: Nov 5, 2026.

## Company

- Legal name: Horizon Technology Finance Corp
- Ticker: HRZN, HTFC (Nasdaq, NYSE)
- SEC CIK: 0001487428
- Headquarters: Farmington, CT
- Fiscal year ends: December 31
- SEC filer category: Accelerated filer
- Website: horizontechfinance.com
- LinkedIn: https://www.linkedin.com/company/horizon-technology-finance-corporation
- Next earnings date: Feb 2, 2027 (estimated from past 8-K timing)

## Key facts

- Net income: -$2.7M for the fiscal year ended Dec 31, 2025 (10-K filed Mar 3, 2026). Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926006636/0001437749-26-006636-index.html
- SG&A: $1.9M for the fiscal year ended Dec 31, 2025 (10-K filed Mar 3, 2026). Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926006636/0001437749-26-006636-index.html
- Shares outstanding: 65,134,487 as of Nov 5, 2026 (10-Q filed Nov 5, 2026). Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926035289/0001437749-26-035289-index.html
- Auditor: Rsm Us LLP, Hartford, Connecticut, named in the latest 10-K. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926006636/hrzn20251231_10k.htm

## Business

We are a specialty finance company that lends to and invests in development-stage companies in the technology, life science, healthcare information and services and sustainability industries, which we refer to as our “Target Industries.” Our investment objective is to maximize our investment portfolio’s total return by generating current income from the debt investments we make and capital appreciation from the warrants we receive when making such debt investments.

Source: Item 1. Business, https://www.sec.gov/Archives/edgar/data/1487428/000143774926006636/hrzn20251231_10k.htm

## Officers and directors

- Michael Balkin, Chief Executive Officer. LinkedIn: https://linkedin.com/in/mike-balkin-71a53a158. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/1487428/000143774926020103/0001437749-26-020103-index.htm
- Daniel R. Trolio, Executive VP and CFO. LinkedIn: https://linkedin.com/in/daniel-trolio-82383547. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/1487428/000143774926020168/0001437749-26-020168-index.htm
- Paul G. Seitz, Chief Investment Officer. LinkedIn: https://linkedin.com/in/paulseitz. Source: Form 4 filed Jun 10, 2026, https://www.sec.gov/Archives/edgar/data/1487428/000143774926020166/0001437749-26-020166-index.htm

## Recent 8-K events

- Nov 5, 2026: Item 8.01, Other events; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926035299/hrzn20261105_8k.htm
- Nov 5, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926035294/hrzn20261105c_8k.htm
- Sep 9, 2026: Item 1.01, Entry into a material definitive agreement; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926029978/hrzn20260909_8k.htm
- Aug 4, 2026: Item 8.01, Other events; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926025691/hrzn20260804_8k.htm
- Aug 4, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926025688/hrzn20260804d_8k.htm
- Jun 26, 2026: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926021848/hrzn20260626_8k.htm
- May 14, 2026: Item 4.01, Changes in registrant's certifying accountant; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926017078/hrzn20260514_8k.htm
- May 5, 2026: Item 8.01, Other events; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926014895/hrzn20260505c_8k.htm
- May 5, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926014892/hrzn20260505_8k.htm
- Apr 14, 2026: Item 1.01, Entry into a material definitive agreement; Item 2.01, Completion of acquisition or disposition of assets; Item 5.02, Departure or appointment of directors or officers; compensation; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1487428/000114036126014610/ef20070439_8k.htm

## Insider trades (Form 4)

- Jun 10, 2026: Daniel R. Trolio (Executive VP and CFO) bought 11,500 shares, about $49,910. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926020168/0001437749-26-020168-index.htm
- Jun 9, 2026: Kimberley Ann O'Connor (Director) bought 10,000 shares, about $43,700. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926020238/0001437749-26-020238-index.htm
- Jun 9, 2026: Jonathan Joseph Goodman (Director) bought 6,000 shares, about $25,980. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926020170/0001437749-26-020170-index.htm
- Jun 9, 2026: Paul G. Seitz (Chief Investment Officer) bought 11,477 shares, about $49,925. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926020166/0001437749-26-020166-index.htm
- Jun 9, 2026: Michael Balkin (Chief Executive Officer) bought 100,000 shares, about $434,000. Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926020103/0001437749-26-020103-index.htm
- Jun 9, 2026: Thomas J. Allison (Director) bought 6,000 shares, about $26,160. Source: https://www.sec.gov/Archives/edgar/data/1487428/000094562126000816/0000945621-26-000816-index.htm

## What management said

- "We were pleased to grow our debt investment portfolio for the fourth consecutive quarter, funding nine loans totaling $98.4 million, and delivering NII which once again covered our regular distributions" Mike Balkin, Chief Executive Officer of Horizon (8-K filed Nov 5, 2026). Source: https://www.sec.gov/Archives/edgar/data/1487428/000143774926035294/ex_1039190.htm

## Latest filings

- 8-K filed Sep 9, 2026: https://www.sec.gov/Archives/edgar/data/1487428/000143774926029978/hrzn20260909_8k.htm
- 10-K filed Mar 3, 2026: https://www.sec.gov/Archives/edgar/data/1487428/000143774926006636/hrzn20251231_10k.htm
- 10-Q filed Aug 4, 2026: https://www.sec.gov/Archives/edgar/data/1487428/000143774926025689/hrzn20260630_10q.htm
- DEF 14A filed May 14, 2026: https://www.sec.gov/Archives/edgar/data/1487428/000143774926016896/hrzn20260512_def14a.htm

## About this data

SEC EDGAR filings, read by Steadybase. Every value links to the filing it came from.
Steadybase covers US-headquartered public companies that file with the SEC. API and MCP access: https://steadybase.io/docs/