# Marygold Companies, Inc. (MGLD)

> Cited company facts from SEC filings, by Steadybase. Web page: https://steadybase.io/company/marygold-companies-inc/ JSON: https://steadybase.io/company/marygold-companies-inc.json Checked Nov 10, 2026. Latest filing read: Nov 6, 2026.

## Company

- Legal name: Marygold Companies, Inc.
- Ticker: MGLD (NYSE)
- SEC CIK: 0001005101
- Industry: Finance Services (SIC 6199)
- Headquarters: San Clemente, CA
- Fiscal year ends: June 30
- SEC filer category: Non-accelerated filer<br>Smaller reporting company
- Website: themarygoldcompanies.com
- LinkedIn: https://www.linkedin.com/company/themarygoldcompanies
- Next earnings date: Dec 22, 2026 (estimated from past 8-K timing)

## Key facts

- Revenue: $25.3M for the fiscal year ended Jun 30, 2026 (10-K filed Sep 18, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/0001493152-26-043341-index.html
- Operating income: -$6.0M for the fiscal year ended Jun 30, 2026 (10-K filed Sep 18, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/0001493152-26-043341-index.html
- Net income: -$4.4M for the fiscal year ended Jun 30, 2026 (10-K filed Sep 18, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/0001493152-26-043341-index.html
- SG&A: $6.3M for the fiscal year ended Jun 30, 2026 (10-K filed Sep 18, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/0001493152-26-043341-index.html
- Employees: 15 as of Jun 30, 2026, as reported in an SEC filing. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Shares outstanding: 42,760,282 as of Nov 2, 2026 (10-Q filed Nov 6, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226050461/0001493152-26-050461-index.html
- Auditor: Bpm LLP, San Francisco, California, named in the latest 10-K. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm

## Business

, a registered New Zealand company located in Tauranga, New Zealand and its wholly owned subsidiary, Printstock Products Limited, a registered New Zealand company, with its principal manufacturing facility in Napier, New Zealand. As of March 31, 2026, the Company formally approved a plan to dispose of this segment and thus this segment is being presented as discontinued operations (see Note 3. Discontinued Operations).

Source: Item 1. Business, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm

## Annual results

| Fiscal year ended | Revenue | Operating income | Net income | SG&A |
|---|---|---|---|---|
| Jun 30, 2026 | $25.3M | -$6.0M | -$4.4M | $6.3M |
| Jun 30, 2025 | $23.4M | -$6.8M | -$5.8M | $8.2M |
| Jun 30, 2024 | $32.8M | -$6.3M | -$4.1M | $8.9M |
| Jun 30, 2023 | $34.9M | $1.4M | $1.2M | $7.1M |
| Jun 30, 2022 | $37.8M | $2.4M | $1.1M | $6.8M |

Each figure comes from the annual report for that year. Filing links for every figure: https://steadybase.io/company/marygold-companies-inc.json

## Officers and directors

- Nicholas D. Gerber, Chief Executive Officer. LinkedIn: https://linkedin.com/in/nicholas-gerber-988256. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- &. Melinda Gerber Living Trust Nicholas, Chief Executive Officer. Source: Form 4 filed Dec 12, 2025, https://www.sec.gov/Archives/edgar/data/1005101/000117120025000281/0001171200-25-000281-index.htm
- Scott A. West, Principal Accounting Officer. Source: 10-Q filed Nov 6, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226050461/ex31-2.htm
- Chief Accounting Officer, Chief Accounting Officer. Source: 10-K filed Sep 19, 2025, https://www.sec.gov/Archives/edgar/data/1005101/000149315225014286/form10-k.htm
- Carolyn M. Yu, attorney-in-fact and agent. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- David W. Neibert, C.O.O., Secretary and Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Derek Mullins, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Erin Grogan, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- James Alexander, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Joya Delgado Harris, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Matt Gonzalez, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- Scott Schoenberger, Director. Source: 10-K filed Sep 18, 2026, https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm

## Recent 8-K events

- Nov 6, 2026: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226050463/form8-k.htm
- Sep 30, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226044987/form8-k.htm
- Sep 28, 2026: Item 1.01, Entry into a material definitive agreement; Item 5.03, Amendments to articles or bylaws; change in fiscal year; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226044491/form8-k.htm
- Sep 24, 2026: Item 1.01, Entry into a material definitive agreement; Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226044118/form8-k.htm
- Sep 21, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043498/form8-k.htm
- May 12, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226022420/form8-k.htm
- Feb 10, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226005960/form8-k.htm
- Nov 10, 2025: Item 5.07, Submission of matters to a vote of security holders. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315225021565/form8-k.htm
- Nov 10, 2025: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315225021556/form8-k.htm
- Sep 22, 2025: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315225014463/form8-k.htm

## Insider trades (Form 4)

- Dec 10, 2025: &. Melinda Gerber Living Trust Nicholas (Chief Executive Officer) bought 25,000 shares, about $23,250. Source: https://www.sec.gov/Archives/edgar/data/1005101/000117120025000281/0001171200-25-000281-index.htm
- Dec 3, 2025: &. Melinda Gerber Living Trust Nicholas (Chief Executive Officer) bought 15,352 shares, about $15,813. Source: https://www.sec.gov/Archives/edgar/data/1005101/000117120025000279/0001171200-25-000279-index.htm
- Nov 20, 2025: &. Melinda Gerber Living Trust Nicholas (Chief Executive Officer) bought 20,000 shares, about $21,000. Source: https://www.sec.gov/Archives/edgar/data/1005101/000117120025000277/0001171200-25-000277-index.htm

## What management said

- "The Company’s largest operating unit, USCF Investments, delivered strong growth during the first quarter, with revenue nearly doubling to $8.4 million from $4.3 million a year ago. The increase is attributed primarily to the increase in average assets under management, which also nearly doubled to $5.5 billion from $2.9 billion in the prior year quarter. The growth reflected energy price volatility associated with geopolitical events in the Middle East and Eastern Europe, as " Nicholas Gerber, Chief Executive Officer (8-K filed Nov 9, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226050654/ex99-1.htm
- "During the quarter, the Company announced it had entered into a definitive merger agreement under which funds managed by Madison Dearborn Partners will acquire all of the outstanding shares of The Marygold Companies for $2.00 per share, representing a premium of 100% over the Company’s closing share price on September 24, 2026, the day before the agreement was announced. The transaction is expected to close during the first half of 2027, or earlier, upon satisfaction of a num" Nicholas Gerber, Chief Executive Officer (8-K filed Nov 9, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226050654/ex99-1.htm
- "Our largest operating unit, USCF Investments, delivered strong growth in fiscal 2026, with revenue increasing 23%, fueled by a 41% rise in average assets under management (AUM.) Average AUM increased to $4.1 billion for the year, up from $2.9 billion in the prior fiscal year, driven primarily by heightened energy-related commodity prices amid ongoing geopolitical uncertainty" David Neibert, Chief Operations Officer (8-K filed Sep 21, 2026). Source: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043498/ex99-1.htm

## Latest filings

- 8-K filed Sep 30, 2026: https://www.sec.gov/Archives/edgar/data/1005101/000149315226044987/form8-k.htm
- 10-K filed Sep 18, 2026: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043341/form10-k.htm
- 10-Q filed May 8, 2026: https://www.sec.gov/Archives/edgar/data/1005101/000149315226021973/form10-q.htm
- DEF 14A filed Sep 23, 2026: https://www.sec.gov/Archives/edgar/data/1005101/000149315226043868/formdef14a.htm

## About this data

SEC EDGAR filings, read by Steadybase. Every value links to the filing it came from.
Steadybase covers US-headquartered public companies that file with the SEC. API and MCP access: https://steadybase.io/docs/