# Pennantpark Investment Corp (PNNT)

> Cited company facts from SEC filings, by Steadybase. Web page: https://steadybase.io/company/pennantpark-investment-corp/ JSON: https://steadybase.io/company/pennantpark-investment-corp.json Checked Nov 10, 2026. Latest filing read: Sep 16, 2026.

## Company

- Legal name: PENNANTPARK INVESTMENT CORP
- Ticker: PNNT (NYSE)
- SEC CIK: 0001383414
- Headquarters: New York, NY
- Fiscal year ends: September 30
- SEC filer category: Accelerated filer
- Website: pennantpark.com
- LinkedIn: https://www.linkedin.com/company/pennantpark
- Next earnings date: Nov 23, 2026

## Key facts

- Revenue: $122.4M for the fiscal year ended Sep 30, 2025 (10-K/A filed Jan 23, 2026). Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526021227/0001193125-26-021227-index.html
- Net income: $32.7M for the fiscal year ended Sep 30, 2025 (10-K/A filed Jan 23, 2026). Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526021227/0001193125-26-021227-index.html
- SG&A: $4.3M for the fiscal year ended Sep 30, 2025 (10-K/A filed Jan 23, 2026). Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526021227/0001193125-26-021227-index.html
- Shares outstanding: 65,296,094 as of Aug 10, 2026 (10-Q filed Aug 10, 2026). Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526342350/0001193125-26-342350-index.html
- Auditor: Rsm Us LLP, New York, New York, named in the latest 10-K. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm

## Business

S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.

Source: Item 1. Business, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm

## Annual results

| Fiscal year ended | Revenue | Net income | SG&A |
|---|---|---|---|
| Sep 30, 2025 | $122.4M | $32.7M | $4.3M |
| Sep 30, 2024 | $143.8M | $48.9M | $4.9M |
| Sep 30, 2023 | $145.4M | -$33.8M | $3.8M |
| Sep 30, 2022 | $105.0M | -$24.7M | $2.9M |
| Sep 30, 2021 | $81.6M | $166.6M | $2.3M |

Each figure comes from the annual report for that year. Filing links for every figure: https://steadybase.io/company/pennantpark-investment-corp.json

## Officers and directors

- Arthur H. Penn, Chief Executive Officer and Chairman of the Board of Directors. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- Richard T. Allorto JR, CFO and Treasurer. LinkedIn: https://linkedin.com/in/richard-allorto-151721104. Source: Form 4 filed Mar 12, 2026, https://www.sec.gov/Archives/edgar/data/1383414/000119312526104100/0001193125-26-104100-index.htm
- Adam K. Bernstein, Director. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- Jeffrey Flug, Director. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- José A. Briones, Jr, Director. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- Marshall Brozost, Director. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- Samuel L. Katz, Director. Source: 10-K filed Nov 24, 2025, https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm

## Recent 8-K events

- Nov 3, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326007074/f8k_103126.htm
- Oct 6, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326006461/f8k_100526.htm
- Oct 2, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326006368/f8k_092326.htm
- Sep 2, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326005855/f8k_090226.htm
- Sep 1, 2026: Item 1.01, Entry into a material definitive agreement; Item 2.03, Creation of a direct financial obligation; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526378418/d528646d8k.htm
- Aug 10, 2026: Item 2.02, Results of operations and financial condition (earnings release); Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326005386/f8k_081026.htm
- Aug 4, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326005199/f8k_080426.htm
- Jul 6, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326004478/f8k_063026.htm
- Jul 2, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326004443/f8k_063026.htm
- Jun 2, 2026: Item 7.01, Regulation FD disclosure; Item 9.01, Financial statements and exhibits. Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326003879/f8k_052026.htm

## Insider trades (Form 4)

- Mar 11, 2026: Richard T. Allorto JR (CFO and Treasurer) bought 15,000 shares, about $73,200. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312526104100/0001193125-26-104100-index.htm
- Dec 8, 2025: Jeffrey Flug (Director) sold 141,533 shares, about $836,475. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525312894/0001193125-25-312894-index.htm
- Dec 4, 2025: Jeffrey Flug (Director) sold 33,303 shares, about $192,191. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525309765/0001193125-25-309765-index.htm
- Dec 1, 2025: Jose A. Briones (Director) bought 4,235 shares, about $25,029. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525306688/0001193125-25-306688-index.htm
- Dec 1, 2025: Jeffrey Flug (Director) sold 36,100 shares, about $218,344. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525305527/0001193125-25-305527-index.htm
- Nov 26, 2025: Jeffrey Flug (Director) sold 25,000 shares, about $150,750. Source: https://www.sec.gov/Archives/edgar/data/1383414/000119312525304268/0001193125-25-304268-index.htm

## What management said

- "The credit quality of our investment portfolio remains healthy, reinforcing our confidence in its continued resilience and reflecting our disciplined investment approach on the core middle market. We remain focused on selectively rotating out of our equity positions and redeploying the proceeds into income generating debt investments" Art Penn, Chairman and CEO (8-K filed Aug 10, 2026). Source: https://www.sec.gov/Archives/edgar/data/1383414/000117184326005386/exh_991.htm

## Latest filings

- 8-K filed Nov 3, 2026: https://www.sec.gov/Archives/edgar/data/1383414/000117184326007074/f8k_103126.htm
- 10-K filed Nov 24, 2025: https://www.sec.gov/Archives/edgar/data/1383414/000119312525293703/pnnt-20250930.htm
- 10-Q filed Aug 10, 2026: https://www.sec.gov/Archives/edgar/data/1383414/000119312526342350/pnnt-20260630.htm
- DEF 14A filed Dec 17, 2025: https://www.sec.gov/Archives/edgar/data/1383414/000119312525322723/pnnt-2026-def_14a.htm

## About this data

SEC EDGAR filings, read by Steadybase. Every value links to the filing it came from.
Steadybase covers US-headquartered public companies that file with the SEC. API and MCP access: https://steadybase.io/docs/