Gladstone Investment Corporation\de.
- GAIN · Nasdaq
- Mclean, VA
- CIK 0001321741
Updated from SEC filings through
Top things to know
Executives
-
David Dullum Chief Executive Officer 10-K, 2026-05-12 -
Taylor Ritchie Chief Financial Officer 4, 2026-08-19 - John Sateri chief investment officer 10-K, 2026-05-12
- Michael LiCalsi chief administrative officer, co-general counsel and co-secretary 10-K, 2026-05-12
- Christopher James Lee Executive Vice President 3, 2026-04-07
- Erika P. Highland Executive Vice President 3, 2026-04-07
Gladstone Investment Corporation\de is a U.S. public company, headquartered in Mclean, VA. It trades as GAIN on Nasdaq. Revenue was $99.1M in the fiscal year ending March 31, 2026, +5.8% from the year before. David Dullum is Chief Executive Officer.
Five-year financials
| Metric | FY2026 | FY2025 | FY2024 | FY2023 | FY2022 |
|---|---|---|---|---|---|
| Revenue | $99.1M 10-K, 2026-05-12 | $93.7M 10-K, 2026-05-12 | $87.3M 10-K, 2026-05-12 | $81.5M 10-K, 2025-05-13 | $72.6M 10-K, 2024-05-08 |
| Operating income | Not on file | Not on file | Not on file | Not on file | Not on file |
| SG&A | Not on file | Not on file | Not on file | Not on file | Not on file |
| Net income | $185M 10-K, 2026-05-12 | $65.3M 10-K, 2026-05-12 | $85.3M 10-K, 2026-05-12 | $35.5M 10-K, 2025-05-13 | $102M 10-K, 2024-05-08 |
Annual figures from XBRL in each company's own filings. Click a figure to open the filing. SG&A marked derived is general and administrative plus selling and marketing.
Leadership and board
| Name | Title | Source |
|---|---|---|
| David Dullum | Chief Executive Officer | 10-K, 2026-05-12 |
| Taylor Ritchie | Chief Financial Officer | 4, 2026-08-19 |
| John Sateri | chief investment officer | 10-K, 2026-05-12 |
| Michael LiCalsi | chief administrative officer, co-general counsel and co-secretary | 10-K, 2026-05-12 |
| Christopher James Lee | Executive Vice President | 3, 2026-04-07 |
| Erika P. Highland | Executive Vice President | 3, 2026-04-07 |
| Erich Hellmold | co-general counsel and co-secretary | 10-K, 2026-05-12 |
| George “Chip” Stelljes, III | Director | 8-K, 2026-06-02 |
| David Gladstone | Chairman of the Board of Directors | 10-K, 2026-05-12 |
| Anthony W. Parker | Director | 10-K, 2026-05-12 |
| John H. Outland | Director | 10-K, 2026-05-12 |
| Katharine C. Gorka | Director | 10-K, 2026-05-12 |
| Michela A. English | Director | 10-K, 2026-05-12 |
| Paula Novara | Director | 10-K, 2026-05-12 |
| Walter H. Wilkinson, Jr. | Director | 10-K, 2026-05-12 |
What Gladstone Investment Corporation\de does
We were incorporated under the General Corporation Law of the State of Delaware on February 18, 2005. On June 22, 2005, we completed our initial public offering and commenced operations. We operate as an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the Investment Company Act of 1940, as amended (the “1940 Act”).S. federal income tax purposes, we have elected to be treated as a RIC under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”).S.
Shares and governance
| Shares outstanding | 39.8 million (as of November 6, 2026) | 10-Q, November 9, 2026 |
|---|---|---|
| Public float | $534M (as of September 30, 2025) | 10-K, May 12, 2026 |
| Reportable segments | 1 (period ending September 30, 2026) | 10-Q, November 9, 2026 |
| Latest proxy statement | Meeting August 6, 2026 (filed June 18, 2026) | DEF 14A, June 18, 2026 |
| Auditor | PricewaterhouseCoopers LLP (Washington, District of Columbia) | Latest 10-K |
Insider trades
Open-market buys and sales by officers and directors, from Forms 4 and 5. One row per filing.
| Date | Insider | Trade | Shares | Value | Source |
|---|---|---|---|---|---|
| August 18, 2026 | Taylor Ritchie Chief Financial Officer | Buy | 1,500 | $24K | Form 4, August 19, 2026 |
| May 19, 2026 | Taylor Ritchie Chief Financial Officer | Buy | 915 | $15K | Form 4, May 19, 2026 |
Recent 8-K events
- 8-K filed 2026-10-26
- Item 5.02 Departure or appointment of directors or officers; compensation
- 8-K filed 2026-10-01
- Item 5.02 Departure or appointment of directors or officers; compensation
- 8-K filed 2026-09-04
- Item 5.07 Submission of matters to a vote of security holders
- 8-K filed 2026-08-06
- Item 2.02 Results of operations and financial condition (earnings release)
- 8-K filed 2026-08-06
- Item 5.07 Submission of matters to a vote of security holders
- 8-K filed 2026-07-08
- Item 8.01 Other events
- 8-K filed 2026-06-11
- Item 1.01 Entry into a material definitive agreement
- Item 2.03 Creation of a direct financial obligation
- 8-K filed 2026-06-02
- Item 5.02 Departure or appointment of directors or officers; compensation
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-05-12
- Item 2.02 Results of operations and financial condition (earnings release)
- 8-K filed 2026-03-23
- Item 5.02 Departure or appointment of directors or officers; compensation
- Item 7.01 Regulation FD disclosure
Frequently asked questions about Gladstone Investment Corporation\de
- What does Gladstone Investment Corporation\de do?
- In its own words, from Item 1 of its 10-K: "We were incorporated under the General Corporation Law of the State of Delaware on February 18, 2005. On June 22, 2005, we completed our initial public offering and commenced operations. We operate as an externally managed, closed-end, non-diversified management investment company and have elected to be treated as a BDC under the Investment Company Act of 1940, as amended (the “1940 Act”).S. federal income tax purposes, we have elected to be treated as a RIC under Subchapter M of the Internal Revenue Code of 1986, as amended (the “Code”).S."
- What is Gladstone Investment Corporation\de's revenue?
- $99.1M for the fiscal year ending March 31, 2026, from its 10-K filed May 12, 2026.
- Is Gladstone Investment Corporation\de profitable?
- Gladstone Investment Corporation\de reported net income of $185M for the fiscal year ending March 31, 2026.
- Who is the CEO of Gladstone Investment Corporation\de?
- David Dullum, Chief Executive Officer, as named in a 10-K filed May 12, 2026.
- Who is the CFO of Gladstone Investment Corporation\de?
- Taylor Ritchie, Chief Financial Officer, as named in a 4 filed August 19, 2026.
- Where is Gladstone Investment Corporation\de headquartered?
- Mclean, VA.
- What is Gladstone Investment Corporation\de's stock ticker?
- GAIN, GAING, GAINI, GAINZ on Nasdaq.
- What is Gladstone Investment Corporation\de's website?
- gladstoneinvestment.com.
- When does Gladstone Investment Corporation\de report earnings next?
- November 10, 2026 at 08:30. Source: ir_events.
- Is Gladstone Investment Corporation\de a public company?
- Yes. Gladstone Investment Corporation\de files with the SEC under CIK 0001321741 and trades as GAIN.
- Who audits Gladstone Investment Corporation\de?
- PricewaterhouseCoopers LLP, Washington, District of Columbia, as named in its latest annual report (10-K).
- How many shares of Gladstone Investment Corporation\de are outstanding?
- 39.8 million shares as of November 6, 2026, from its 10-Q filed November 9, 2026.
- What is Gladstone Investment Corporation\de's public float?
- $534M as of September 30, 2025, as reported on the cover of its 10-K filed May 12, 2026.
- How many business segments does Gladstone Investment Corporation\de report?
- 1 reportable segment for the period ending September 30, 2026, from its 10-Q filed November 9, 2026.
- When is Gladstone Investment Corporation\de's annual shareholder meeting?
- August 6, 2026, per its proxy statement (DEF 14A) filed June 18, 2026.
- Have Gladstone Investment Corporation\de insiders traded stock recently?
- Since May 19, 2026, officers and directors reported 0 open-market sales and 2 purchases worth about $39K on Forms 4 and 5. The most recent: Taylor Ritchie (Chief Financial Officer) bought 1,500 shares on August 18, 2026.