Pennantpark Investment Corp.
- PNNT · NYSE
- New York, NY
- CIK 0001383414
Updated from SEC filings through
Top things to know
Executives
- Arthur H. Penn Chief Executive Officer and Chairman of the Board of Directors 10-K, 2025-11-24
- Richard T. Allorto JR CFO and Treasurer 4, 2026-03-12
What leadership is saying
“The credit quality of our investment portfolio remains healthy, reinforcing our confidence in its continued resilience and reflecting our disciplined investment approach on the core middle market. We remain focused on selectively rotating out of our equity positions and redeploying the proceeds into income generating debt investments”
Earnings press release (8-K Ex. 99.1), filed August 10, 2026
Pennantpark Investment Corp is a U.S. public company, headquartered in New York, NY. It trades as PNNT on NYSE. Revenue was $122M in the fiscal year ending September 30, 2025, -14.9% from the year before. Arthur H. Penn is Chief Executive Officer and Chairman of the Board of Directors.
Five-year financials
| Metric | FY2025 | FY2024 | FY2023 | FY2022 | FY2021 |
|---|---|---|---|---|---|
| Revenue | $122M 10-K/A, 2026-01-23 | $144M 10-K/A, 2026-01-23 | $145M 10-K/A, 2026-01-23 | $105M 10-K, 2024-11-26 | $81.6M 10-K, 2023-12-08 |
| Operating income | Not on file | Not on file | Not on file | Not on file | Not on file |
| SG&A | $4.3M 10-K/A, 2026-01-23 | $4.9M 10-K/A, 2026-01-23 | $3.8M 10-K/A, 2026-01-23 | $2.9M 10-K, 2024-11-26 | $2.3M 10-K, 2023-12-08 |
| Net income | $32.7M 10-K/A, 2026-01-23 | $48.9M 10-K/A, 2026-01-23 | -$33.8M 10-K/A, 2026-01-23 | -$24.7M 10-K, 2024-11-26 | $167M 10-K, 2023-12-08 |
Annual figures from XBRL in each company's own filings. Click a figure to open the filing. SG&A marked derived is general and administrative plus selling and marketing.
Leadership and board
| Name | Title | Source |
|---|---|---|
| Arthur H. Penn | Chief Executive Officer and Chairman of the Board of Directors | 10-K, 2025-11-24 |
| Richard T. Allorto JR Chief Financial PennantPark Investment Administration LLC | CFO and Treasurer | 4, 2026-03-12 |
| Adam K. Bernstein | Director | 10-K, 2025-11-24 |
| Jeffrey Flug | Director | 10-K, 2025-11-24 |
| José A. Briones, Jr | Director | 10-K, 2025-11-24 |
| Marshall Brozost | Director | 10-K, 2025-11-24 |
| Samuel L. Katz | Director | 10-K, 2025-11-24 |
What Pennantpark Investment Corp does
S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments.
Item 1. Business, 10-K for the year ending September 30, 2025
Shares and governance
| Shares outstanding | 65.3 million (as of August 10, 2026) | 10-Q, August 10, 2026 |
|---|---|---|
| Public float | $444M (as of March 31, 2025) | 10-K/A, July 1, 2026 |
| Reportable segments | 1 (period ending June 30, 2026) | 10-Q, August 10, 2026 |
| Latest proxy statement | Meeting February 3, 2026 (filed December 17, 2025) | DEF 14A, December 17, 2025 |
| Auditor | Rsm Us LLP (New York, New York) | Latest 10-K |
Insider trades
Open-market buys and sales by officers and directors, from Forms 4 and 5. One row per filing.
| Date | Insider | Trade | Shares | Value | Source |
|---|---|---|---|---|---|
| March 11, 2026 | Richard T. Allorto JR CFO and Treasurer | Buy | 15,000 | $73K | Form 4, March 12, 2026 |
| December 8, 2025 | Jeffrey Flug Director | Sale | 141,533 | $836K | Form 4, December 9, 2025 |
| December 4, 2025 | Jeffrey Flug Director | Sale | 33,303 | $192K | Form 4, December 5, 2025 |
| December 1, 2025 | Jose A. Briones Director | Buy | 4,235 | $25K | Form 4, December 3, 2025 |
| December 1, 2025 | Jeffrey Flug Director | Sale | 36,100 | $218K | Form 4, December 2, 2025 |
| November 26, 2025 | Jeffrey Flug Director | Sale | 25,000 | $151K | Form 4, December 1, 2025 |
Recent 8-K events
- 8-K filed 2026-11-03
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-10-06
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-10-02
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-09-02
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-09-01
- Item 1.01 Entry into a material definitive agreement
- Item 2.03 Creation of a direct financial obligation
- 8-K filed 2026-08-10
- Item 2.02 Results of operations and financial condition (earnings release)
- 8-K filed 2026-08-04
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-07-06
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-07-02
- Item 7.01 Regulation FD disclosure
- 8-K filed 2026-06-02
- Item 7.01 Regulation FD disclosure
Frequently asked questions about Pennantpark Investment Corp
- What does Pennantpark Investment Corp do?
- In its own words, from Item 1 of its 10-K: "S. middle-market companies in the form of first lien secured debt, second lien secured debt, subordinated debt and equity investments."
- What is Pennantpark Investment Corp's revenue?
- $122M for the fiscal year ending September 30, 2025, from its 10-K/A filed January 23, 2026.
- Is Pennantpark Investment Corp profitable?
- Pennantpark Investment Corp reported net income of $32.7M for the fiscal year ending September 30, 2025.
- Who is the CEO of Pennantpark Investment Corp?
- Arthur H. Penn, Chief Executive Officer and Chairman of the Board of Directors, as named in a 10-K filed November 24, 2025.
- Who is the CFO of Pennantpark Investment Corp?
- Richard T. Allorto JR, CFO and Treasurer, as named in a 4 filed March 12, 2026.
- Where is Pennantpark Investment Corp headquartered?
- New York, NY.
- What is Pennantpark Investment Corp's stock ticker?
- PNNT on NYSE.
- What is Pennantpark Investment Corp's website?
- pennantpark.com.
- When does Pennantpark Investment Corp report earnings next?
- November 23, 2026 at 12:00. Source: sec_8k.
- Is Pennantpark Investment Corp a public company?
- Yes. Pennantpark Investment Corp files with the SEC under CIK 0001383414 and trades as PNNT.
- Who audits Pennantpark Investment Corp?
- Rsm Us LLP, New York, New York, as named in its latest annual report (10-K).
- How many shares of Pennantpark Investment Corp are outstanding?
- 65.3 million shares as of August 10, 2026, from its 10-Q filed August 10, 2026.
- What is Pennantpark Investment Corp's public float?
- $444M as of March 31, 2025, as reported on the cover of its 10-K/A filed July 1, 2026.
- How many business segments does Pennantpark Investment Corp report?
- 1 reportable segment for the period ending June 30, 2026, from its 10-Q filed August 10, 2026.
- When is Pennantpark Investment Corp's annual shareholder meeting?
- February 3, 2026, per its proxy statement (DEF 14A) filed December 17, 2025.
- Have Pennantpark Investment Corp insiders traded stock recently?
- Since November 26, 2025, officers and directors reported 4 open-market sales worth about $1.4M and 2 purchases worth about $98K on Forms 4 and 5. The most recent: Richard T. Allorto JR (CFO and Treasurer) bought 15,000 shares on March 11, 2026.